西南石油大学学报(社会科学版) ›› 2019, Vol. 21 ›› Issue (4): 78-87.DOI: 10.11885/j.issn.1674-5094.2019.03.11.05

• 政治与法律 • 上一篇    下一篇

票据利益返还请求权诉讼中的证明责任分配

庞晓   

  1. 西南政法大学法学院, 重庆 401120
  • 收稿日期:2019-03-11 出版日期:2019-07-01 发布日期:2019-07-01
  • 作者简介:庞晓(1990-),女(汉族),山东莒南人,博士研究生,研究方向:民事诉讼法、票据法。
  • 基金资助:
    2018年国家社会科学基金青年项目“《民法总则》与公司决议制度适用对接问题研究”(18CFX045);2019年西南政法大学法学院科研创新项目“公司决议瑕疵诉讼事由的分层化与司法适用”(FXY2019026)。

Distribution of Burden of Proof in the Right to Claim for Reinstating Interest for Loss

PANG Xiao   

  1. School of Law, Southwest University of Political Science & Law, Chongqing, 401120, China
  • Received:2019-03-11 Online:2019-07-01 Published:2019-07-01

摘要: 证明责任分配原则预先设定了持票人承担要件事实真伪不明的败诉风险。为了避免这一风险,持票人应积极主动地证明票据利益返还请求权的要件事实为真。但是,由于我国法律相关规定对票据基础关系的价值选择存在偏颇、在理论和实务中对票据利益返还请求权的法律性质认识不明确,且对出票人或承兑人使用抗辩事由的情形存在认识误区,导致持票人完全地承担出票人或承兑人获得额外利益的证明责任过重。法院推定出票人或承兑人受有与票据金额等额的利益,不合理地加重了推定不利方反驳推定的证明负担。为了保障当事人之间的公平,票据利益返还请求权诉讼的证明责任分配需要合理配置,基本思路是:持票人必须对票据权利曾经存在、票据权利因时效期届满或手续欠缺而丧失、票据义务人获得额外利益三个要件事实承担证明责任,而出票人或承兑人需要承担额外利益不存在的证明责任。

关键词: 票据利益返还请求权, 基础关系, 要件事实, 抗辩事由, 证明责任分配

Abstract: The principle of distribution of burden of proof presupposes that the holder shall bear the risk of losing the lawsuit if the facts of the document are unclear. In order to avoid this risk, the holder should proactively prove that the document is true. However,due to the biased choice of the value of the basic relationship of negotiable instruments,the unclear understanding of the legal nature of right to claim for reinstating interest for loss in theory and practice, and the misunderstanding of the use of defense by the drawer or acceptor, the bearer fully assumes the burden of proof that the drawer or acceptor obtains additional benefits. The court presumes that the drawer or acceptor has an interest equal to the amount of the bill, which unreasonably aggravates the burden of proof for the presumptive disadvantageous party to refute the presumption. In order to guarantee the fairness between the parties, the distribution of burden of proof in the right to claim for reinstating interest for loss needs to be rationally allocated. The basic idea is that the holder must bear the burden of proof in three important facts:the existence of right to the instrument,the loss of right to the instrument due to the limitation of time or defects in specified particulars,and the obligor of the instrument gains additional benefits. The holder does not bear the burden of proof of the existence of the basic relation of the instrument except for the fact that the three elements of substantive law regulated. The drawer or the acceptor will bear the burden of proof for the facts that no additional benefits have been obtained, but will not presume the burden of proof by the holder for the benefit equal to the amount of the instrument.

Key words: right to claim for reinstating interest for loss, basic relation, essential fact, defense cause, distribution of burden of proof

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