西南石油大学学报(社会科学版) ›› 2016, Vol. 18 ›› Issue (6): 41-50.DOI: 10.11885/j.issn.16745094.2016.07.17.02

• 法学 • 上一篇    下一篇

论毒品案件“幽灵抗辩”之排解

罗恒   

  1. 上海海警总队情报法制小组, 上海 200137
  • 收稿日期:2016-07-17 出版日期:2016-11-01 发布日期:2016-11-01
  • 作者简介:罗恒(1988-),男(汉族),安徽铜陵人,执法参谋,硕士,研究方向:刑法学。

On Dealing with “Ghost Defense” in Drug Cases

LUO Heng   

  1. Intelligence-legal Team of Shanghai Maritime Police Corps, Shanghai, 200137, China
  • Received:2016-07-17 Online:2016-11-01 Published:2016-11-01

摘要: 毒品案件中的“幽灵抗辩”可能针对构成要件该当性、违法性、有责性等成罪要件的控方证明进行阻击,也可能就其刑事责任的大小进行罪轻辩护。针对“幽灵抗辩”,英美法系、大陆法系对于证明责任的分配有着不同的分配模式,但被告人提出“幽灵抗辩”而不进行任何举证活动往往会招致诉讼不利结果。基于经验法则、无罪推定原则及毒品案件特殊性的要求,被告人应当承担“幽灵抗辩”所对应的举证责任。面对“幽灵抗辩”,立法上可考虑对毒品犯罪构成要件进行修正,以概括的故意取代“明知”,并规定持有毒品罪的未完成形态以合理分配毒品犯罪的举证责任。司法实践中,可以通过证明责任的转移并明确被告人证明责任承担范围、合理运用事实推定以及使用间接证据证明案件法律事实来压缩“幽灵抗辩”的存在空间。

关键词: 幽灵抗辩, 证明责任, 无罪推定, 事实推定, 间接证据

Abstract: Ghost defense in drug cases may block the key prosecution proof for consistency illegality, and responsibility of crime elements, which constitutes the essential elements in the conviction of crime, or it may affect the measuring of criminal liability. For the "ghost defense", the common law system and the civil law system have different patterns in the distribution of burden of proof, but the defendant who proposes "ghost defense"without providing any proof would encounter disadvantageous litigant result. According to rule of thumb, the presumption of innocence and the special nature of drug cases, the defendant should take the burden of proof for ghost defense. The legislation may consider amending key elements of drug-related crimes, for example, replacing the "deliberate" intention of crime with a more generalized one, and defining the "unfinished" nature of the crime of drug possession for a reasonable allocation of the burden of proof in drug crimes. In judicial practice, demonstration of the transfer of burden of proof and clarification of the range of the defendant's burden of proof, rational use of presumption of fact, and the use of circumstantial evidence all contribute to restrain the application of "ghost defense".

Key words: ghost defense, burden of proof, presumption of innocence, presumption of fact, circumstantial evidence

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